{"id":241,"date":"2017-04-18T03:20:46","date_gmt":"2017-04-18T03:20:46","guid":{"rendered":"http:\/\/sites.warnercnr.colostate.edu\/gwhite\/?page_id=241"},"modified":"2017-04-18T03:20:46","modified_gmt":"2017-04-18T03:20:46","slug":"multi-state-models-live-dead-encounters","status":"publish","type":"page","link":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/multi-state-models-live-dead-encounters\/","title":{"rendered":"Multi-State Models with Live and Dead Encounters"},"content":{"rendered":"<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"><a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/index.html\">Contents<\/a> &#8211; <a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/idx.htm\">Index<\/a><\/span><\/p>\n<hr \/>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>Multi-State Models with Live and Dead Encounters<\/b><\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">The multi-state model with live and dead encounters <a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/pertinentliterature.htm\">(Barker et al. 2005)<\/a> is a generalization of the <a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/multi_state_models.htm\">multi-state<\/a> model that allows inclusion of recoveries of marks from dead animals.\u00a0 Format of the encounter history data is LDLD&#8230;, where the state is identified in the L portion of the encounter history, and only the value &#8216;1&#8217; is used in the D portion to sigfify the death of the animal.\u00a0 See <a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/data_type.htm\">Data type<\/a> for more details on coding multi-state encounter histories.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>Assumptions<\/b><\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">In addition to the usual assumptions of the multi-state model, this model assumes that apart from group and time effects, the reporting rate of marks from dead animals depends only on the state that the animal was in at the immediately preceeding live-capture occasion.\u00a0 In some applications, it may be reasonable to also assume that the state of the animal at the time of the dead recovery can be used to determine the state of the animal at the previous live-recapture occasion.\u00a0 This assumption is not included in the model so any such information is ignored.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>Model Structure and Likelihood<\/b><\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">If there are S states (identified by <a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/state_labels.htm\">state labels<\/a>), define:<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">is an SxS matrix with s,t&#8217;th element = Pr(animal alive at time h in state s is alive at time h+1 in state t),<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>y<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> is an SxS matrix of transition probabilities with s,t&#8217;th element = Pr(animal moves from s to t | alive at h and h+1),<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> is an (Sx1) matrix with s&#8217;th element = Pr(animal alive at time h in state s is captured),<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>S<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">is an (Sx1) vector with s&#8217;th element = Pr(animal alive at time j in state s is alive at time j+1),<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>r <\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> is an (Sx1) vector with s&#8217;th element = Pr(animal in state s that dies between j and j+1 is found and reported),<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">x<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">) <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">= a diagonal matrix with vector x along the diagonal,<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>1<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> = a (sx1) vector of ones,<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">Y<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> is an indicator variable that = 1 if the animal was caught at time h and 0 otherwise.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">Note that<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> =\u00a0<\/span> <span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>S<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">)<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>y<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">The animals in the study can be categorized according to whether their last encounter was as a live recapture or as a dead recovery<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">.\u00a0\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"><i>Animals last encountered by dead recovery<\/i><\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">For an animal first released in state s at time i, that was found dead\u00a0 between samples j and j+1, and was last captured alive at in state t at time k the likelihood, conditional on the first release, is factored into two parts:<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">(1) Pr(encounter history between i and (including) k | first released at time i in state s) is the s,t&#8217;th element of the matrix<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">formed by taking the product from h=i to h=k-1:\u00a0\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">\u00a0\u00a0\u00a0\u00a0 <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-large\">P<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> Y<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h+1<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">) +<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">(1-Y<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">)<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>1<\/b>&#8211;<b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h+1<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">).\u00a0\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">We take the s,t&#8217;th element because we know that the animal was in state s at time i and in state t at time k.<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">(2) Pr(not caught between k and (including) j and found dead between j and j+1 | released at time k in state t) is the sum<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">across the t&#8217;th row of the matrix formed by taking the product from h=k to h=j-1:\u00a0\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">\u00a0\u00a0\u00a0\u00a0 <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-large\">{P<\/span> <span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>1<\/b>&#8211;<b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h+1<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">)<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-large\">}<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>1<\/b>&#8211;<b>S<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">)D(<b>r <\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">).\u00a0\u00a0<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">Although we know that the animal was in state t at time k, we do not know which state the animal was in at time j.<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">However it must have been in one of the states and therefore we can find the probability we require by taking the sum across<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">\u00a0 the t&#8217;th row of this matrix.\u00a0\u00a0<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"><i>Animals last encountered by live recapture<\/i><\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">For an animal first released in state s and sample i and last encountered by live-recapture in state t and sample j, the likelihood, conditional on the first release, is factored into the two parts:<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">(1) Pr(encounter history between i and (including) j | first released at time i in state s) is the s,t&#8217;th element of the matrix<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>\u00a0\u00a0 f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j-1<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">)<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-large\">{P<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> Y<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(<b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h+1<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">) +<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">(1-Y<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">)<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>f<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">D(1-<b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">h+1<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\">)<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-large\">}<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">where the product is taken from h=i to h=j-2.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">(2) Pr(Not encountered again | released alive at j in state t).\u00a0 This is found by finding the probability that the animal i<\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">encountered at least once after sample j using the above expressions, and then subtracting this probability from 1.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>Parameter Identifiability<\/b><\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">If the capture occasions are indexed up to sample t and the dead recovery occasions up to sample i, then in addition to the parameters that can be estimated using the multi-state model, we can also estimate <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>y<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">t-1, <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>P<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">t, <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>S<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">t-1 <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">and<\/span> <span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>r <\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: xx-small\">j<\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> (j=1,&#8230;,t).\u00a0 If i &gt; t then (complicated) confounded products of state-specific survival and reporting rates can also be estimated.<\/span><\/p>\n<p><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: medium\"><b>Parameter Constraints<\/b><\/span><br \/>\n<span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\">The sum of the <\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: x-large\"><b>y<\/b><\/span><span style=\"color: #0000ff;font-family: Arial, helvetica, sans-serif;font-size: small\"> parameters for transition from one state to all the others for a particular time must sum to &lt;= 1.\u00a0 The MLogit link function is a powerful technique to enforce this constraint.\u00a0 See the <a href=\"http:\/\/warnercnr.colostate.edu\/~gwhite\/mark\/markhelp\/link_functions.htm\">link function<\/a> help file for more information on using this technique.\u00a0<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Contents &#8211; Index Multi-State Models with Live and Dead Encounters The multi-state model with live and dead encounters (Barker et al. 2005) is a generalization of the multi-state model that allows inclusion of recoveries of marks from dead animals.\u00a0 Format &hellip;<\/p>\n<p class=\"read-more\"> <a class=\"more-link\" href=\"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/multi-state-models-live-dead-encounters\/\"> <span class=\"screen-reader-text\">Multi-State Models with Live and Dead Encounters<\/span> Read More &raquo;<\/a><\/p>\n","protected":false},"author":117,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-241","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/pages\/241","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/users\/117"}],"replies":[{"embeddable":true,"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/comments?post=241"}],"version-history":[{"count":1,"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/pages\/241\/revisions"}],"predecessor-version":[{"id":242,"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/pages\/241\/revisions\/242"}],"wp:attachment":[{"href":"https:\/\/sites.warnercnr.colostate.edu\/gwhite\/wp-json\/wp\/v2\/media?parent=241"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}